2nd Annual Third-Party Risk Management & Oversight Summit

Designing, Implementing, and Monitoring an Effective Compliance Program for New and Existing Third Parties

March 20-21, 2017
New York, NY

What You'll Hear

Improper oversight of your third-party relationships can cost your organizations millions. The headlines are filled with stories about recent litigation, corruption and data breaches which makes companies, on high-alert to focus on enhanced third-party risk management, stronger oversight, and heightened controls. Compliance Week and Financial Research Associates have joined forces and are proud to present the “2nd Annual Third-Party Risk Management & Oversight Summit” slated for March 20-21 in New York City. Listen to our senior in-house experts from various industries share practical tools and tips to navigate through the complex world of third-party risk management.


  • Chief Compliance Officer Think Tank: What Keeps You Up at Night?
  • Strategies to Safeguard Your Company from Cyber Security Breaches
  • Conducting Risk Assessments for Different 3rd Parties: Agents, Vendors, JVs, Suppliers
  • How to Conduct an Effective Third Party Audit
  • The Third Party Dilemma: How to Work with Uncooperative Third Parties and When to Terminate the Relationship
  • Keynote Speaker: Government Expectations for Third Party Compliance Programs
  • Anti-Corruption Landmines: Risks When Dealing With Third Parties Outside the United States
  • Supply Chain Optimization Best Practices
  • Crunching the Numbers: How to Perform an ROI Analysis of Your Third Party Program
  • Data Privacy Restrictions that Affect Your Investigative and Due Diligence Process
  • Modern Day Slavery Risk: Identifying and Minimizing Forced Labor in Your Supply Chain
  • Best Practices to Work Cross-Departments Effectively to Ensure a Culture of Compliance

Interactive Sessions

  • Interactive Conversation: Assessing the Effectiveness of Due Diligence Questionnaires
  • Interactive Case Studies: How to Apply the Right Level of Due Diligence when Onboarding New Partners
  • Protect Your Company: Critical Provisions That Must be in Every Third Party Agreement

Top Reasons To Attend

  • Network with experienced experts Get a better understanding of 4th level third party and subcontracting risk
  • Safeguard your organization with better contractual provisions
  • Stay ahead of various anti-corruption landmines
  • Stay on top of the latest cyber breaches and safeguards
  • When to terminate your third party vendors
  • Establish a best practices training and certification programs
  • Conduct better third party interviews and questionnaires that get real results
  • Hear from NUMEROUS industry practitioners and find out how they are solving the same third-party risk concerns you have

Learn how to mitigate risk exposure from your third-party providers

Who Should Attend

  • Chief compliance officers
  • Procurement managers
  • Risk officers
  • Third-party managers
  • Vendor managers
  • Oversight officers
  • Operation officers
  • Legal and in-house counsel
  • Anti-corruption staff
  • Supply chain managers
  • Internal and External Auditors
  • Due diligence heads
  • Training department heads
  • Enterprise risk management (ERM) staff
  • Privacy managers
  • Information security managers

Get Answers To These Important Questions

  • What are the greatest threats CCOs face with respect to third party vendors?
  • How have they enhanced their programs in the last 6 months?
  • What can we learn from recent data breaches due to 3rd parties?
  • How should you evaluate relationships and connects?
  • How can you get more meaningful information out of the questionnaires?
  • How often should the training program be refreshed?
  • What do you do when data has been lost or destroyed?
  • How can you improve your third party audits?
  • What is the cost of getting your third party program wrong? What does your ROI analysis tell you?
  • How effective are your contract provisions? Are you really protected?
  • What is your legal recourse in the event of third party misconduct?

Practitioners save big off the registration fee

When & Where

March 20-21 2017

The Princeton Club
15 West 43rd Street
New York, NY 10036
Phone: (212) 596-1200


Register Now: Space is Limited!

For more information and to register, contact Rhonda West at (704)341-2647 or rwest@frallc.com

For speaking and sponsorship opportunities, contact Douglas Juenemann (617) 570 -8610 or Doug.Juenemann@complianceweek.com

[+] Register Now


14th Annual Made in America

January 22-24, 2017 – Las Vegas, NV

The 2017 Taft-Hartley Benefits Summit


The DCIO Leadership summit

January 23-24, 2017 – Boston, MA

Navigating disruption and harnessing opportunities in the DC marketplace


Hedge Fund Tax 101 and The K-1 Boot Camp

January 23-24, 2017 – New York, NY

Getting the basics and beyond to maximize tax efficiency


Investment Management Product Strategy Forum

March 8-9, 2017 – New York, NY

Develop your ideal offerings to meet changing customer needs


©2015 Wilmington FRA, a division of Wilmington plc.

Wilmington FRA is a company registered in Delaware, USA

Registered office: 1209 Orange Street, Wilmington, Delaware 19801

Site Design by Web Station Inc.